Controlling risk
0476-en RE430 Financial Market Law As of 11.07.2026
Risk of weakness or failure of internal controlling measures. Inadequate controlling increases the risk of erroneous statements and irregularities. The more extensive the fund range and the larger the number of tasks delegated, the more significance is attached to controlling by the fund management and the custodian bank.
Deutsch
Kontrollrisiko 0476-de
Gefahr von Schwächen oder Versagen interner Kontrollmassnahmen. Mangelhafte Überwachung erhöht das Risiko von Fehlaussagen oder Unregelmässigkeiten, Je grösser die Fondspalette und je mehr Aufgaben delegiert sind, desto mehr Bedeutung kommt den Kontrollen durch Fondsleitung und Depotbank zu.
Suggested citation
Controlling risk (0476-en), in: LAWPEDIA®-Glossar, provided by LAWCONSULT AG, www.lawconsult.ch/lawpedia/en/controlling-risk, as of: 11.07.2026 [accessed on …].
The entries in the LAWPEDIA® glossary serve general information purposes and do not constitute legal advice. Despite careful preparation, LAWCONSULT AG accepts no liability for the accuracy, completeness or timeliness of the information.