Over-the-counter (OTC)
0129-en RE430 Financial Market Law As of 11.07.2026
Over-the-counter, i.e. not on the stock market: for institutional investors with large amounts to invest. In the case of ETF, the market maker reports the settlements on the stock exchange (transparency). Possible settlements include a) risk price (best price enquiry) and b) trading at closing price or NAV.
Deutsch
Ausserbörslich (OTC) 0129-de
Over the counter, ausserbörslich: Für institutionelle Investoren mit hohen Anlagesummen. Die Abschlüsse werden bei ETF durch den Market Maker an die Börse rapportiert (Transparenz). Als Abschlussart kommen a) Risk Price (Anfrage bester Preis) oder b) Handel zum Schlusspreis oder NAV in Frage.
Suggested citation
Over-the-counter (OTC) (0129-en), in: LAWPEDIA®-Glossar, provided by LAWCONSULT AG, www.lawconsult.ch/lawpedia/en/over-the-counter-otc, as of: 11.07.2026 [accessed on …].
The entries in the LAWPEDIA® glossary serve general information purposes and do not constitute legal advice. Despite careful preparation, LAWCONSULT AG accepts no liability for the accuracy, completeness or timeliness of the information.